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Richard Torgerson

40 Years of Experience
Baltimore, MD
Broker

Richard Torgerson is a registered investment advisor, based in Baltimore, MD, with 40 years of industry experience.

Location

The Redwood Exchange, 233 East Redwood St., Ste. 400G, Baltimore, MD, 21202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is an advisory representative of a registered investment advisor (RIA), spending nearly full-time on this activity, including trading. He is also the owner of Sharepower Responsible Investing, dedicating significant time to this investment-related business, including trading.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
May 2015 - Present · 11 yrs
Previous Registrations
First Affirmative Financial Network LLC
February 2003 - April 2004 · 1 yr 2 mos
Financial West Group
May 2002 - May 2015 · 13 yrs
Financial West GroupBroker
May 1999 - May 2015 · 16 yrs
Progressive Asset Management, INC.Broker
January 1997 - May 1999 · 2 yrs 4 mos
Titan/value Equities Group, INC.Broker
June 1993 - December 1996 · 3 yrs 6 mos
Dean Witter Reynolds INC.Broker
September 1985 - June 1993 · 7 yrs 9 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Richard Torgerson - Financial Advisor | TrueAdvisor