JP
JP

John Pace

40 Years of Experience
Raleigh, NC
Broker

John Pace is a registered investment advisor at Raymond James & Associates, INC., based in Raleigh, NC, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

3515 Glenwood Avenue, Suite 200, Raleigh, NC, 27612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
December 2001 - February 2013 · 11 yrs 2 mos
Morgan Keegan & Company, INC.Broker
April 1995 - February 2013 · 17 yrs 10 mos
Wheat, First Securities, INC.Broker
February 1988 - April 1995 · 7 yrs 2 mos
Wheat, First Securities, INC.Broker
February 1988 - April 1995 · 7 yrs 2 mos
Thomson Mckinnon Securities INC.Broker
February 1988 - March 1988 · 1 mo
Carolina Securities CorporationBroker
February 1986 - February 1988 · 2 yrs
American International Fund Distributors, INC.Broker
August 1985 - December 1987 · 2 yrs 4 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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