Dennis Dercks
Dennis Dercks is a registered investment advisor at Osaic Wealth, INC., based in Seymour, WI, with 40 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Seymour, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dennis is on the finance council for St. John the Baptist Catholic Church, dedicating minimal time to making recommendations on financial requests. Dennis also owns a sole proprietorship and sells fixed insurance products like term insurance and fixed annuities, dedicating a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Securities Service Network, LLCBroker
Ssn Advisory, INC.
Sii Investments, INC.Broker
Sii Investments, INC.
Fsc Securities Corporation
Fsc Securities CorporationBroker
Sii Investments, INC.Broker
Capital Financial Services, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
Capital Financial Services, INC.Broker
Coordinated Capital Securities of Wi INC.Broker
Capital Financial Services, INC.Broker
Charter Securities CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.