DR
CFP
DR
CFP

Duane Raanes

40 Years of Experience
Hattiesburg, MS
Broker

Duane Raanes is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Hattiesburg, MS, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

524 Main Street, Hattiesburg, MS, 39401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Duane is the president and an officer of Raanes Capital Advisors, LLC, dedicating about half of his time to the daily operations of the business. He spends a significant portion of his time on this activity during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2015 - Present · 10 yrs 10 mos
Raymond James Financial Services, INC.
July 2015 - Present · 10 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2009 - July 2015 · 6 yrs 3 mos
Wells Fargo Advisors Financial Network, LLC
April 2009 - July 2015 · 6 yrs 3 mos
Wachovia Securities, LLC
January 2008 - April 2009 · 1 yr 3 mos
Wachovia Securities, LLCBroker
January 2008 - April 2009 · 1 yr 3 mos
A. G. Edwards & Sons, INC.
December 2003 - January 2008 · 4 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
August 1985 - January 2008 · 22 yrs 5 mos
State Registrations4 states
FLIDLAMS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Duane Raanes - Financial Advisor | TrueAdvisor