Dana Schmidt is a registered investment advisor at Wulff, Hansen & CO., based in San Rafael, CA, with 37 years of industry experience. Dana is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 141 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.3M | 1.00% |
| $1.3M - $4.0M | 0.75% |
| $4M+ | 0.50% |
Fees are generally not negotiable except in unusual circumstances.
Fee Estimator
Location
100 Smith Ranch Road, Suite 320, San Rafael, CA, 94903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dana occasionally provides compliance consulting services to broker/dealers or RIAs, with prior approval from Wulff, Hansen & Co. This activity is not investment-related.
Employment History
Current Registrations
Wulff, Hansen & CO.
Wulff, Hansen & CO.Broker
Previous Registrations
Jordan Park Group LLC
Loyal3 Securities INC.Broker
Microplace, INC.Broker
Wells Fargo Funds Distributor, LLCBroker
Wells Fargo Funds Management, LLC
Wells Fargo Brokerage Services, L.L.C.Broker
Mam Securities, LLCBroker
Montgomery SecuritiesBroker
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley & CO., IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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