Gregg Somerville is a CFP-designated registered investment advisor, based in Hockessin, DE, with 40 years of industry experience.
Location
724 Yorklyn Road, Suite 285, Hockessin, DE, 19707
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Gregg owns Somerville Investments, a business where he manages portfolios and does financial projections. This activity takes nearly full-time hours.
Employment History
Current Registrations
Independent Financial Partners
August 2024 - Present · 2 yrs 1 mo
Ifp Securities, LLCBroker
August 2024 - Present · 2 yrs 1 mo
Ifp Securities, LLC
August 2024 - Present · 2 yrs 1 mo
Previous Registrations
Realta Investment Advisors, INC
April 2013 - August 2024 · 11 yrs 4 mos
Realta Equities, INC.Broker
April 2013 - August 2024 · 11 yrs 4 mos
RBC Capital Markets, LLCBroker
March 2009 - May 2013 · 4 yrs 2 mos
RBC Capital Markets, LLC
March 2009 - May 2013 · 4 yrs 2 mos
Ferris, Baker Watts, LLC
November 2002 - March 2009 · 6 yrs 4 mos
Ferris, Baker Watts, LLCBroker
March 1997 - March 2009 · 12 yrs
Alex. Brown & Sons IncorporatedBroker
August 1994 - March 1997 · 2 yrs 7 mos
Prudential Securities IncorporatedBroker
September 1991 - August 1994 · 2 yrs 11 mos
Oppenheimer & CO., INC.Broker
October 1989 - September 1991 · 1 yr 11 mos
Shearson Lehman Hutton INC.Broker
February 1988 - March 1988 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1988 - November 1989 · 1 yr 10 mos
E. F. Hutton & Company INCBroker
August 1985 - February 1988 · 2 yrs 6 mos
State Registrations6 states
DEMDNJNYPAVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.