Bruce Allen
Bruce Allen is a registered investment advisor at Bruce G. Allen Investments, LLC, based in Denver, CO, with 40 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 127 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Bruce G. Allen Investments charges a fee based on a percentage of the assets they manage. The specific fee is agreed upon in the Investment Advisory Agreement and may vary based on the size of the account, complexity, and activity. Fees are billed quarterly in advance. The maximum annual advisory fee is typically less than 1.25%.
Location
3200 E Cherry Creek South Drive, Suite 640, Denver, CO, 80209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bruce is involved in several outside business activities, including property management, wholesale retail, and media appearances. He also operates Bruce G Allen Investments LLC as an independent investment advisory firm, dedicating about a quarter of his time to it, and spends minimal time as a life insurance agent.
Employment History
Current Registrations
Bruce G. Allen Investments, LLC
M. S. Howells & CO.Broker
Previous Registrations
Nations Financial Group, INC.
Nations Financial Group, INC.Broker
Cascade Financial Management, INC.Broker
Cascade Financial Management, INC.
Cascade Investment Group, INC.Broker
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
Piper Jaffray INC.Broker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.