JH
JH

Janet Horowitz

40 Years of Experience
Phoenix, AZ
2 Disclosures

Janet Horowitz is a registered investment advisor at Private Advisor Group, LLC, based in Phoenix, AZ, with 40 years of industry experience. Janet operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
753 advisors
Number of Clients
137,723 clients
Average Client Portfolio
$300K average
Assets Under Management
$41.4B

Fee Structure

Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.

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Location

10429 South 51st Street, Phoenix, AZ, 85044

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2016
Settled
Customer Dispute
July 2001
Settled
Other Business Activities

Janet Horowitz uses Janet Horowitz LLC as the business name under which she provides investment advice through Private Advisor Group, LLC.

Employment History
Current Registrations
Private Advisor Group, LLC
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
January 2010 - March 2019 · 9 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2009 - March 2019 · 9 yrs 4 mos
Wells Fargo Advisors, LLCBroker
January 2008 - November 2009 · 1 yr 10 mos
A. G. Edwards & Sons, INC.Broker
January 2003 - January 2008 · 5 yrs
RBC Dain Rauscher INC.
March 2002 - January 2003 · 10 mos
RBC Dain Rauscher INC.Broker
March 2002 - January 2003 · 10 mos
Sutro & CO. IncorporatedBroker
February 1999 - March 2002 · 3 yrs 1 mo
Prudential Securities IncorporatedBroker
July 1988 - February 1999 · 10 yrs 7 mos
Dean Witter Reynolds INC.Broker
September 1985 - August 1988 · 2 yrs 11 mos
State Registrations2 states
AZTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Janet Horowitz - Financial Advisor | TrueAdvisor