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CFP
SB
CFP

Scott Butler

Stonex Advisors INC.
41 Years of Experience
Nazareth, PA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Scott Butler is a CFP-designated registered investment advisor at Stonex Advisors INC., based in Nazareth, PA, with 41 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 9,843 clients with $5.1B in assets under management.

Stonex Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
9,843 clients
Average Client Portfolio
$517K average
Assets Under Management
$5.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiated between the client and financial advisor up to a maximum annualized rate of 2.00% for standard assets and 1.50% for annuity allocations. Subject to a minimum annual fee of $200 or 0.10%, whichever is greater ($300 for Unified Managed Accounts). American Funds F2 platform has a separate tiered schedule of 0.80% and 0.55%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

25 E. Center Street, Suite 1, Nazareth, PA, 18064

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott is a sole proprietor of an insurance business and joint owner of rental properties with his wife. He also sells annuities, life, and disability insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
Stonex Advisors INC.
January 2015 - Present · 11 yrs 9 mos
Stonex Securities INC.Broker
September 2014 - Present · 12 yrs 1 mo
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
November 2007 - January 2015 · 7 yrs 2 mos
Wrp Investments, INC.Broker
May 2004 - September 2014 · 10 yrs 4 mos
Main Street Management Company
October 2003 - May 2004 · 7 mos
Peb Financial Group, INC.Broker
July 1990 - August 1992 · 2 yrs 1 mo
Main Street Management CompanyBroker
June 1989 - May 2004 · 14 yrs 11 mos
American Express Financial Advisors INC.Broker
September 1985 - June 1989 · 3 yrs 9 mos
State Registrations24 states
AZCACODCDEFLGAKSMAMDMEMIMNNCNHNJNYOHOKPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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