Thomas Bolton
Thomas Bolton is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Fayetteville, NC, with 40 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2021 Valleygate Drive, Suite 101, Fayetteville, NC, 28304
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 2024Customer Dispute
July 2003Customer Dispute
October 2002Customer Dispute
October 2001Other Business Activities
Thomas serves as a Civilian Aide to the Secretary of the Army--Emeritus, advising Army Senior Leadership on civilian outreach. This activity takes a few hours per week and is not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.