Douglas Coleman
Douglas Coleman is a registered investment advisor at The Pinnacle Financial Group, based in Melville, NY, with 38 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,540 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TPFG offers investment management services where fees range from 0.0% to 2.50% of the value of your portfolio annually. The specific fee depends on the nature of your account, the amount you invest, and other considerations. If you are on the LPL SWM platform, you will pay separate transaction fees. Fees are negotiable.
Location
555 Broadhollow Rd Suite 426, Melville, NY, 11747
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2020Other Business Activities
Douglas operates Coleman Investment Management as a DBA for his LPL business. He also provides investment advisory services through The Pinnacle Financial Group, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
The Pinnacle Financial Group
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Prudential Securities IncorporatedBroker
Janney Montgomery Scott LLCBroker
Gkn Securities CORP.Broker
Berkeley Securities CorporationBroker
Lehman Brothers INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.