Steven Sherman is a registered investment advisor, based in Greenwood Village, CO, with 40 years of industry experience.
Location
5299 Dtc Blvd, Suite 800, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 1 mo
Cetera Investment Services LLC
June 2019 - Present · 7 yrs 1 mo
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 1 mo
Previous Registrations
Foresters Advisory Services, LLC
September 2016 - June 2019 · 2 yrs 9 mos
Foresters Financial Services, INC.Broker
January 1996 - June 2019 · 23 yrs 5 mos
First Investors CorporationBroker
August 1985 - June 1995 · 9 yrs 10 mos
State Registrations20 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.