David Waltz is a CFP-designated registered investment advisor, based in Evansville, IN, with 40 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.
Location
101 Plaza East Blvd, Suite 203, Evansville, IN, 47715
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a senior advisor at Wealthtrends Advisors, dedicating nearly full-time to asset management. He also works as a senior advisor/broker at D.A. Waltz & Associates, recommending fixed insurance products, which takes about 10-20% of his time.
Employment History
Current Registrations
Kovack Securities INC.
Kovack Advisors, INC.
Kovack Securities INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Pruco Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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