Claude Gregory
Claude Gregory is a ChFC-designated registered investment advisor at Nationwide Investment Advisors, LLC, based in Columbus, OH, with 36 years of industry experience. Claude operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 270,365 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Nationwide Investment Advisors (NIA) offers investment management through ProAccount. Here's how the fees work:
- Nationwide Retirement Program: You'll be charged up to 1.00% of your account balance annually. This fee is taken out of your account quarterly.
- Nationwide Governmental and Institutional Plans: You'll be charged up to 0.65% of your account balance annually. This fee is also taken out of your account quarterly.
These fees are negotiable at the plan level. The fees are in addition to any other fees your retirement plan may charge.
Location
One Nationwide Plaza, 03-07-202, Columbus, OH, 43215
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Claude is the CEO and managing principal at Financial Realty & Services (FRS), dedicating about a quarter of his time to this investment-related activity. He also serves as a member/principal of Interior Facilities Design, LLC, spending minimal time on this non-investment related role.
Employment History
Current Registrations
Nationwide Investment Services CorporationBroker
Nationwide Investment Advisors, LLC
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Frs Securities, LLCBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Hartford Equity Sales Company INC.Broker
Aon Securities CorporationBroker
Alexander & Alexander Securities CORP.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Pruco Securities CorporationBroker
Pruco Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.