Rochelle Slattery
Rochelle Slattery is a registered investment advisor at Osaic Wealth, INC., based in St Louis Park, MN, with 30 years of industry experience. Rochelle operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
4501 Minnetonka Blvd, Suite 200, St Louis Park, MN, 55416-4091
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rochelle is an OSJ Principal at Diversified Wealth Management, where she supervises representatives and ensures policy implementation, dedicating about a quarter of her time. She also supervises reps that sell insurance and volunteers at Midwest Animal Rescue & Services a few hours per week, and is a notary.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Arbor Point Advisors
Securities America Advisors, INC.
Securities America, INC.Broker
Cambridge Investment Research, INC.Broker
Commonwealth Financial NetworkBroker
Tcf Securities, INC.Broker
Trusted Securities Advisors CORP.Broker
Mathews, Holmquist & Associates, INC.Broker
M. H. Novick & CO., INC.Broker
Miller & Schroeder Financial, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.