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George Bauer is a registered investment advisor at Morgan Stanley, based in Alexandria, VA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
333 John Carlyle Street, Suite 650, Alexandria, VA, 22314
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 1991Award / Judgment
Other Business Activities
George serves as Corporate Secretary for NPE Holdings LLC, a technology company, since 2012. His duties are strictly administrative and require minimal time outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
December 1993 - February 2006 · 12 yrs 2 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1987 - February 2006 · 18 yrs 3 mos
Legg Mason Masten INC.Broker
October 1987 - November 1987 · 1 mo
Legg Mason Wood Walker, IncorporatedBroker
September 1985 - October 1987 · 2 yrs 1 mo
State Registrations37 states
ALAZCACOCTDCDEFLGAHIIDILINKYMAMDMIMNMOMTNCNDNENJNMNYOHOKORPASCSDTXUTVAWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.