DJ
DJ
David Junker
39 Years of Experience
Cincinnati, OH
1 DisclosureBroker
David Junker is a registered investment advisor at Fifth Third Securities, INC., based in Cincinnati, OH, with 39 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. Maximum fee is 1.50%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
801 Eastgate North Dr., Cincinnati, OH, 45245
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
October 1987Employment History
Current Registrations
Fifth Third Securities, INC.
December 2010 - Present · 15 yrs 10 mos
Fifth Third Securities, INC.Broker
December 2010 - Present · 15 yrs 10 mos
Previous Registrations
U.S. Bancorp Investments, INC.
September 2007 - December 2010 · 3 yrs 3 mos
U.S. Bancorp Investments, INC.Broker
December 2001 - December 2010 · 9 yrs
Firstar Investment Services,inc.Broker
May 2000 - December 2001 · 1 yr 7 mos
Conseco Securities, INC.Broker
July 1995 - May 2000 · 4 yrs 10 mos
Financial Horizons Securities CorporationBroker
December 1989 - June 1995 · 5 yrs 6 mos
Equico Securities, INC.Broker
March 1988 - January 1989 · 10 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1988 - January 1989 · 10 mos
Cowen & CO.Broker
April 1986 - November 1987 · 1 yr 7 mos
First Jersey Securities, INC.Broker
August 1985 - March 1986 · 7 mos
State Registrations24 states
ALAZCACOFLGAIAILINKSKYMEMINCNMNYOHPASCTNTXVAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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