Thomas Stuhlsatz
Thomas Stuhlsatz is a registered investment advisor at Raymond James & Associates, INC., based in Albuquerque, NM, with 39 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.
Fee Estimator
Location
6565 Americas Pkwy NE, Suite 310, Albuquerque, NM, 87110
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2001Customer Dispute
January 2001Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Cambridge Investment Research, INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Mid-Continent Municipal Investments, INC.Broker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Richard OrtegaRaymond James & Associates, INC.
- Maria Stalter, CFPCore Planning
- Larry Brown, CFPCommonwealth Financial Network
- Logan Baber, CFPPrincipal Securities, INC.
- Benjamin Walton, ChFCMML Investors Services, LLC
- Donald Mcdaniel, CFPAllworth Financial, L.P.