TS
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Thomas Stuhlsatz
38 Years of Experience
Albuquerque, NM
2 DisclosuresBroker
Thomas Stuhlsatz is a registered investment advisor at Raymond James & Associates, INC., based in Albuquerque, NM, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
6565 Americas Pkwy NE, Suite 310, Albuquerque, NM, 87110
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2001Denied
Customer Dispute
January 2001Award / Judgment
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2021 - Present · 4 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
January 2021 - September 2021 · 8 mos
Wells Fargo Clearing Services, LLC
December 2002 - March 2019 · 16 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
September 2002 - March 2019 · 16 yrs 6 mos
Prudential Securities Incorporated
July 1999 - September 2002 · 3 yrs 2 mos
Prudential Securities IncorporatedBroker
February 1986 - September 2002 · 16 yrs 7 mos
Mid-Continent Municipal Investments, INC.Broker
November 1985 - February 1986 · 3 mos
State Registrations42 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.