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William Laheta

Ameriprise Financial Services, LLC
40 Years of Experience
Naperville, IL
1 DisclosureBroker
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William Laheta is a registered investment advisor at Ameriprise Financial Services, LLC, based in Naperville, IL, with 40 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

535 E Diehl Rd Ste 270, Naperville, IL, 60563-2260

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 1988
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2015 - Present · 11 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2015 - Present · 11 yrs 2 mos
Ameriprise Financial Services, LLC
August 2015 - Present · 11 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
July 2003 - September 2015 · 12 yrs 2 mos
Wells Fargo Advisors, LLC
July 2003 - September 2015 · 12 yrs 2 mos
Prudential Securities Incorporated
October 1998 - July 2003 · 4 yrs 9 mos
Prudential Securities IncorporatedBroker
June 1992 - July 2003 · 11 yrs 1 mo
Smith Barney, Harris Upham & CO., IncorporatedBroker
October 1988 - May 1992 · 3 yrs 7 mos
Blunt Ellis & Loewi IncorporatedBroker
September 1985 - July 1988 · 2 yrs 10 mos
State Registrations16 states
AZCOFLIAIDILMIMONCNYOHPASCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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