Samuel Gugliemini is a registered investment advisor at Morgan Stanley, based in Toms River, NJ, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1433 Hooper Avenue, Toms River, NJ, 08753
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2023 - Present · 3 yrs
Morgan StanleyBroker
July 2023 - Present · 3 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2010 - July 2023 · 12 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2010 - July 2023 · 12 yrs 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2010 · 1 yr 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2010 · 1 yr 6 mos
Citigroup Global Markets INC.
August 2003 - June 2009 · 5 yrs 10 mos
Citigroup Global Markets INC.Broker
August 2003 - June 2009 · 5 yrs 10 mos
Wachovia Securities, LLC
July 2003 - August 2003 · 1 mo
Wachovia Securities, LLCBroker
July 2003 - August 2003 · 1 mo
Prudential Securities Incorporated
May 2002 - July 2003 · 1 yr 2 mos
Prudential Securities IncorporatedBroker
March 2001 - July 2003 · 2 yrs 4 mos
M. H. Meyerson & CO., INC.Broker
May 1992 - March 2001 · 8 yrs 10 mos
South Richmond Securities, INC.Broker
May 1988 - June 1992 · 4 yrs 1 mo
Hibbard Brown & CO., INC.Broker
May 1988 - June 1988 · 1 mo
Sherwood Capital, INC.Broker
February 1987 - May 1988 · 1 yr 3 mos
First Jersey Securities, INC.Broker
September 1985 - January 1987 · 1 yr 4 mos
State Registrations29 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.