David Mcgaughey
David Mcgaughey is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Lafayette, IN, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
250 Main St, Lafayette, IN, 47901
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Regulatory History (1)
Customer Dispute
November 1997Other Business Activities
David is involved with several non-profit and for-profit organizations, including NCHS Inc., Lafayette Daybreak Rotary, McGaughey Hoffman Farms, and Community Foundation of Greater Lafayette. He also manages an LLC holding farm real estate, dedicating minimal time to each activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Raffensperger, Hughes & CO., INC.Broker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.