MR
MR

Michael Ricci

40 Years of Experience
Kokomo, IN
Broker

Michael Ricci is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Kokomo, IN, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

400 W Sycamore St, Kokomo, IN, 46901

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Michael is an associate/employee at First Farmer's Bank and Trust, providing investment services, and is also an officer at First Farmer's Investment Group. He also works as a freelance play-by-play sportscaster, dedicating minimal time to this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2012 - Present · 13 yrs 9 mos
Raymond James Financial Services, INC.
August 2012 - Present · 13 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2012 - Present · 13 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2008 - August 2012 · 4 yrs 7 mos
Wells Fargo Advisors, LLC
January 2008 - August 2012 · 4 yrs 7 mos
A. G. Edwards & Sons, INC.
December 1998 - January 2008 · 9 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
March 1995 - January 2008 · 12 yrs 10 mos
Raffensperger, Hughes & CO., INC.Broker
February 1989 - March 1995 · 6 yrs 1 mo
K. J. Brown & CO., INC.Broker
October 1985 - March 1990 · 4 yrs 5 mos
State Registrations20 states
AZCAFLGAIDILINKSKYMDMIMONCNHNVNYOHTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.