William Peattie is a registered investment advisor at Peattie Capital Management, based in Stamford, CT, with 21 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 20 clients with $39M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
1200 High Ridge Rd Ste 7, 3rd Floor, Stamford, CT, 06905
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Peattie Capital Management
Previous Registrations
Banc of America Securities LLC
State Registrations1 state
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