William Knox is a registered investment advisor at Knox Capital, based in South Salem, NY, with 37 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
In addition to management fees, clients will also pay performance fees which are charged annually in arrears as a percentage of the client’s net portfolio performance over a negotiated hurdle rate, subject to a high-water mark. KCA may, in its sole discretion, negotiate to charge a lesser or greater fee.
Fee Estimator
Location
South Salem, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Knox Capital
Previous Registrations
Kahn Brothers LLCBroker
Carr Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.