Peter Shelp
Peter Shelp is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Kingston, PA, with 38 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
575 Pierce Street Suite 102, Kingston, PA, 18704-5700
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2009Other Business ActivitiesSells Insurance
Peter is an independent insurance broker with Penn Mutual, selling universal life insurance since August 2024. He is also a FINRA arbitrator, but has not had a case in a considerable amount of time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Northeast Capital Management, INC.Broker
Securities Service Network, INC.Broker
Prudential-Bache Securities INC.Broker
Investment Management & Research, INCBroker
Butcher & Singer INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.