Gerald Graham
Gerald Graham is a registered investment advisor at Cetera Investment Advisers LLC, based in Aurora, CO, with 40 years of industry experience. Gerald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Aurora, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gerald sells fixed insurance (life, health, disability, annuities, and long-term care) with various companies and through DBA Timberline Insurance Agency, spending minimal time on these activities. He also works full-time as an OSJ Branch Manager for Timberline Wealth Management and as a financial advisor for DBA The Timberline Group, LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Jesup, Josephthal & CO., INC.Broker
Hanifen, Imhoff Securities CORP.Broker
Century Financial Securities, INC.Broker
Allied Capital Group, INC.Broker
Brennan Ross Securities, INC.Broker
Professional Brokerage Services INC.Broker
Hamilton Bohner, INC.Broker
The Stuart-James Company, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.