Lisa Workman is a registered investment advisor at Raymond James & Associates, INC., based in Cary, NC, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
175 Regency Woods Pl, Suite 450, Cary, NC, 27518
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lisa is a member of the Finance/Investment Committee for Richland Creek Community Church, assisting with budgeting and financial decisions. This activity takes a few hours per week.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
First Union Capital Markets CORP.Broker
Wheat, First Securities, INC.Broker
Wheat, First Securities, INC.Broker
Thomson Mckinnon Securities INC.Broker
Carolina Securities CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.