Duane Thomas
Duane Thomas is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Clayton, MO, with 40 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
8182 Maryland Ave., 10th Floor, Clayton, MO, 63105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Duane is a member of the Investment Committee for Chestnut Hill Benevolent Association, a non-profit nursing care facility. He attends Zoom calls with the Investment Committee and advises the Chairman, dedicating minimal time to this activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations38 states
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