Neil Bourgeois
Neil Bourgeois is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Cincinnati, OH, with 40 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
212 East 3rd St, #100, Cincinnati, OH, 45202
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Regulatory History (1)
Customer Dispute
November 2009Other Business ActivitiesSells Insurance
Neil is an insurance agent selling insurance and fixed annuities since 1989, dedicating minimal time to this activity. He is also a 5% owner and solicitor for Queen City Capital Management LLC, spending minimal time on this as well.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Brecek & Young Advisors, INC.
Brecek & Young Advisors, INC.Broker
Donahue Securities, INC.Broker
Cigna Securities, INC.Broker
Sma Equities, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.