Richard Cox
Richard Cox is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Chattanooga, TN, with 40 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6031 Shallowford Road, Suite 109, Chattanooga, TN, 37421
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a licensed insurance agent and general agent for Cox Financial Centers, Inc., where he and other agents submit life, health, and fixed annuities. He also owns Southeast Chevelles, is a council member for Gerson Lehman Group, is the President/CEO of Cox Financial Centers, Inc., leads a study group for Kingdom Advisors, is a property owner, and is the CEO of Legacy Trust Administration Services, Inc.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Fsc Securities Corporation
Cox Wealth Management, LLC
Fsc Securities CorporationBroker
Fsc Securities Corporation
Sunamerica Securities, INC.Broker
Southmark Financial Services, INC.Broker
Guardian Investor Services CorporationBroker
Princor Financial Services CorporationBroker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.