Mark Neuenswander
Mark Neuenswander is a registered investment advisor at Cetera Investment Advisers LLC, based in Murray, UT, with 39 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
114 W Winchester Street, Suite 100, Murray, UT, 84107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark sells fixed insurance products (life, disability, annuities, and long-term care) and works at Utah Power Credit Union. He also provides financial services at Utah Power Credit Union and Greater Nevada Credit Union, works with non-credit union clients through Peak Financial Network Solutions, co-owns Peak GC Three LLC, and owns M & N Retirement LLC for expense management.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Beneficial Investment Services, INC.Broker
Cetera Advisor Networks LLC
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Green Hill Financial Service CorporationBroker
Nylife Securities INC.Broker
State Registrations11 states
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