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Robert Holland

J.P. Morgan Securities LLC
40 Years of Experience
New York, NY
2 DisclosuresBroker
View SEC Summary
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Robert Holland is a registered investment advisor at J.P. Morgan Securities LLC, based in New York, NY, with 40 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

277 Park Avenue, 2nd & 3rd Floor, New York, NY, 10172

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2016
Denied
Customer Dispute
March 2008
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is a co-owner of Smiths Cove LLC, a family entity that owns a rental property, and he deposits rent checks and maintains the checkbook, dedicating minimal time to this. Since 2018, Robert is also an employee of both JPMorgan Securities and JPMorgan Bank, offering bank products and services.

Employment History
Current Registrations
J.P. Morgan Securities LLC
April 2011 - Present · 15 yrs 6 mos
J.P. Morgan Securities LLCBroker
April 2011 - Present · 15 yrs 6 mos
J.P. Morgan Securities LLC
April 2011 - Present · 15 yrs 6 mos
Previous Registrations
Barclays Capital INC.
March 2009 - May 2011 · 2 yrs 2 mos
Barclays Capital INC.Broker
September 2008 - May 2011 · 2 yrs 8 mos
Lehman Brothers INC.
February 2008 - October 2008 · 8 mos
Lehman Brothers INC.Broker
February 2003 - September 2008 · 5 yrs 7 mos
Fahnestock & CO. INC.Broker
January 2003 - February 2003 · 1 mo
Cibc World Markets CORP.Broker
July 2002 - January 2003 · 6 mos
Robertson Stephens, INC.
June 2000 - July 2002 · 2 yrs 1 mo
Robertson Stephens, INC.Broker
September 1999 - July 2002 · 2 yrs 10 mos
Dean Witter Reynolds INC.Broker
July 1997 - September 1999 · 2 yrs 2 mos
Oppenheimer & CO., INC.Broker
August 1990 - July 1997 · 6 yrs 11 mos
Lehman Brothers INC.Broker
April 1988 - September 1990 · 2 yrs 5 mos
Drexel Burnham Lambert IncorporatedBroker
August 1986 - May 1988 · 1 yr 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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