Carlton Gushiken
Carlton Gushiken is a registered investment advisor at LPL Financial LLC, based in Honolulu, HI, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1311 Kapiolani Blvd., Ste. 309, Honolulu, HI, 96814
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carlton sells non-variable insurance products, including LTC, fixed annuities, term, fixed UL, and health insurance. He is also a real estate broker and sole proprietor for mortgage/real estate services, dedicating about a quarter of his time to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Associated Securities CORP.
Fsc Securities Corporation
Fsc Securities CorporationBroker
Sun Investment Services CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.