RB
CFP
RB
CFP

Russell Broda

40 Years of Experience
Atlanta, GA
2 DisclosuresBroker

Russell Broda is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Atlanta, GA, with 40 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4353 Tilly Mill Rd, Suite 225, Atlanta, GA, 30360

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2002
Denied
Customer Dispute
April 2002
Denied
Other Business Activities

Russell has ownership stakes in Rowland Hazard Holdings LLC, Broda Enterprises LTD, and Crossroads Wealth Management Group LLC. He also serves as a co-trustee for Crossroads Wealth Management 401k, dedicating about a quarter of his time to Crossroads Wealth Management Group LLC.

Employment History
Current Registrations
Wells Fargo Advisors
October 2020 - Present · 5 yrs 7 mos
Wells Fargo Advisors Financial Network, LLC
October 2020 - Present · 5 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2009 - October 2020 · 11 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - October 2020 · 11 yrs 8 mos
Citigroup Global Markets INC.
April 2003 - March 2009 · 5 yrs 11 mos
Citigroup Global Markets INC.Broker
January 2002 - March 2009 · 7 yrs 2 mos
The Robinson-Humphrey Company, LLCBroker
February 1995 - January 2002 · 6 yrs 11 mos
Dean Witter Reynolds INC.Broker
April 1986 - February 1995 · 8 yrs 10 mos
First Investors CorporationBroker
October 1985 - December 1985 · 2 mos
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.