Judith Staufer is a registered investment advisor at Morgan Stanley, based in Richmond, VA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
901 East Byrd Street, Suite 2000, Richmond, VA, 23219
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2013 - Present · 13 yrs 4 mos
Morgan StanleyBroker
September 2012 - Present · 13 yrs 10 mos
Previous Registrations
Investors Security Company, INC.Broker
April 1992 - December 1992 · 8 mos
Morgan Stanley & CO., IncorporatedBroker
June 1987 - August 1990 · 3 yrs 2 mos
Gro CorporationBroker
August 1986 - June 1987 · 10 mos
Kidder, Peabody & CO. IncorporatedBroker
September 1985 - November 1985 · 2 mos
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.