Eric Vogen
Eric Vogen is a CFP-designated registered investment advisor at Vision Capital & Management, based in Mooresville, NC, with 40 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 59 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 1.00% |
| $10M+ | 0.75% |
Fees are negotiable depending on individual client circumstances. Accounts may also be managed for a pre-negotiated flat fee.
Fee Estimator
Location
Mooresville, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Eric owns Vogen Properties, LLC, a real estate property management company, and spends minimal time on it. Eric is also a statutory agent for an insurance sole proprietorship, dedicating minimal time to this investment-related activity.
Employment History
Current Registrations
Vision Capital & Management
Previous Registrations
Fsc Securities CorporationBroker
Lutheran Brotherhood Securities CORP.Broker
First Investors CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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