Norman Jordan
Norman Jordan is a registered investment advisor at LPL Enterprise, LLC, based in Franklin, TN, with 40 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
341 Cool Springs Boulevard, Suite 130, Franklin, TN, 37067
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Regulatory History (1)
Customer Dispute
November 1998Other Business Activities
Norman works as a color analyst for Vanderbilt football radio broadcasts. This activity takes about 10-20% of his time and is not investment-related.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Avondale Partners, LLC
Avondale Partners, LLCBroker
Invest Financial CorporationBroker
Invest Financial Corporation
Morgan Stanley
Morgan StanleyBroker
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
The Robinson-Humphrey Company, LLCBroker
J.C. Bradford & CO.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.