John Simms is a CFA-designated registered investment advisor at Piedmont Capital Management, LLC, based in Greenboro, NC, with 15 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 96 clients with $500M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 0.75% |
| $10.0M - $25.0M | 0.65% |
| $25.0M - $50.0M | 0.50% |
| $50M+ | 0.50% |
Fees are negotiable for accounts over $50 million and may also be structured as a mutually agreed-upon fixed fee. Fees are billed quarterly in arrears.
Fee Estimator
Location
800 Green Valley Rd., Ste 203, Greenboro, NC, 27408
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Piedmont Capital Management, LLC
Previous Registrations
Genspring Family Offices, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Daniel Smith, CFA, CFPPiedmont Capital Management, LLC
- Ashley Hausler, CFPTruist Advisory Services, INC.