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Ali Azeez

J.P. Morgan Securities LLC
28 Years of Experience
Plano, TX
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Ali Azeez is a registered investment advisor at J.P. Morgan Securities LLC, based in Plano, TX, with 28 years of industry experience. Ali is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8181 Communications Pkwy. Bldg B, Plano, TX, 75024

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2018
Denied
Customer Dispute
June 2006
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ali owns rental real estate property since 2019. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Chase Investment Services CORP.
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities Corporation
September 2002 - July 2005 · 2 yrs 10 mos
Banc One Securities CorporationBroker
January 2001 - July 2005 · 4 yrs 6 mos
Dean Witter Reynolds INC.Broker
October 1997 - January 2001 · 3 yrs 3 mos
American Express Financial Advisors INC.Broker
April 1997 - April 1997 · 0 mos
Ids Life Insurance CompanyBroker
April 1997 - April 1997 · 0 mos
State Registrations31 states
ARAZCACODEFLGAILKSKYLAMAMEMIMNMONCNJNMNVNYOHOKORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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