James Lathrop is a registered investment advisor at Dearborn Partners L.L.C., based in Chesterfield, MO, with 39 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 285 clients with $2.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual fees generally range from 0.25% to 1.00% depending on the strategy and portfolio size. Fees are negotiable.
Fee Estimator
Location
Chesterfield, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works as a wholesaler for Dearborn Partners, LLC, educating and advising financial advisors on their investment products since 2018. This activity takes nearly full-time.
Employment History
Current Registrations
Dearborn Partners L.L.C.
Quasar Distributors, LLC
Quasar Distributors, LLCBroker
Previous Registrations
Russell Investments
Russell Investments Financial Services, LLCBroker
Alliancebernstein Investment Research and Management, INC.Broker
Putnam Retail Management Limited PartnershipBroker
Van Kampen Merritt INC.Broker
First Investors CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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