CL
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Charles Laughridge
40 Years of Experience
Greenville, NC
2 DisclosuresBroker
Charles Laughridge is a registered investment advisor at Cetera Investment Advisers LLC, based in Greenville, NC, with 40 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Greenville, NC
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Regulatory History (2)
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Customer Dispute
September 2008Denied
Customer Dispute
December 2007Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Tower Square Securities, INC.
December 2001 - September 2013 · 11 yrs 9 mos
Tower Square Securities, INC.Broker
March 1996 - September 2013 · 17 yrs 6 mos
Metlife Securities INC.Broker
November 1992 - March 1996 · 3 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
November 1992 - March 1996 · 3 yrs 4 mos
Travelers Equities Sales, INC.Broker
February 1989 - October 1992 · 3 yrs 8 mos
Mony Securities CORP.Broker
July 1986 - March 1989 · 2 yrs 8 mos
Calvert Securities CorporationBroker
October 1985 - April 1986 · 6 mos
State Registrations2 states
NCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.