LP
LP

Lawrence Prozan

40 Years of Experience
Plymouth, MN
1 DisclosureBrokerSells Insurance

Lawrence Prozan is a registered investment advisor, based in Plymouth, MN, with 40 years of industry experience.

Location

505 N Highway 169, Suite 900, Plymouth, MN, 55441

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 1998
Other Business ActivitiesSells Insurance

Lawrence is involved with Prozan Financial, dealing with non-variable insurance, and Wealth Enhancement Group, a DBA for his LPL business. He also provides investment advisory services through Wealth Enhancement Advisory Services LLC, an independent investment advisor firm, dedicating full-time hours to this activity.

Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
May 2023 - Present · 3 yrs 2 mos
Wealth Enhancement Advisory Services, LLC
April 2023 - Present · 3 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
April 2023 - June 2025 · 2 yrs 2 mos
Prozan Financial Services
February 2018 - April 2023 · 5 yrs 2 mos
Prozan Financial Services
December 2008 - December 2017 · 9 yrs
Cetera Advisors LLC
October 2003 - April 2023 · 19 yrs 6 mos
Cetera Advisors LLCBroker
December 1998 - April 2023 · 24 yrs 4 mos
Sentra Securities CorporationBroker
November 1998 - December 1998 · 1 mo
United Pacific Securities, INC.Broker
March 1998 - November 1998 · 8 mos
Royal Alliance Associates, INC.Broker
January 1997 - March 1998 · 1 yr 2 mos
Keogler, Morgan & Company, INC.Broker
October 1989 - January 1997 · 7 yrs 3 mos
Integrated Resources Equity CorporationBroker
November 1988 - November 1989 · 1 yr
Christopher Weil & Company, INCBroker
March 1988 - November 1988 · 8 mos
Intrust Investor Services, INC.Broker
July 1987 - February 1988 · 7 mos
Martin Smith Securities CORP.Broker
March 1987 - June 1987 · 3 mos
Calvert Securities CorporationBroker
October 1985 - February 1987 · 1 yr 4 mos
State Registrations19 states
AZCACOFLHIIDILINMONCNJNVNYOHORTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lawrence Prozan - Financial Advisor | TrueAdvisor