Monica Baldwin
Monica Baldwin is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Longmont, CO, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
600 Kimbarl Street, Suite 100, Longmont, CO, 80501
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2025Customer Dispute
September 2019Customer Dispute
May 2010Other Business Activities
Monica is a finance/investment committee member for Longmont Community Foundation and a committee member for Sunshine Club, both non-profits. She also owns Main Street Investments, Inc., a support company, dedicating minimal time to it.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Everen Securities, INC.Broker
Boettcher & Company, INC.Broker
A. G. Edwards & Sons, INC.Broker
Hanifen, Imhoff Securities CORP.Broker
Hanifen, Imhoff Securities CORP.Broker
Hanifen, Imhoff INC.Broker
E. F. Hutton & Company INCBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.