JJ
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Joseph Johnson

40 Years of Experience
Riverside, IL
4 DisclosuresBrokerSells Insurance

Joseph Johnson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Riverside, IL, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

3416 Harlem Ave, Riverside, IL, 60546

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2018
Settled
Customer Dispute
July 2016
Closed-No Action
Customer Dispute
October 2007
Denied
Customer Dispute
October 1991
Award / Judgment
Other Business ActivitiesSells Insurance

Joseph is involved in several outside business activities, including selling event tickets and travel packages, managing rental real estate, supporting Johnson Financial Strategies, and acting as a trustee. He also sells non-variable insurance, provides office management support for Riverside Financial Strategies, and is a passive participant in revenue for Riverside Financial.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 6 mos
Raymond James Financial Services, INC.Broker
September 2008 - Present · 17 yrs 10 mos
Previous Registrations
Raymond James Financial Services
October 2008 - January 2009 · 3 mos
Midwest Financial and Investment Services, INC.
May 2007 - October 2008 · 1 yr 5 mos
Midwest Financial and Investment Services, INC.Broker
May 2007 - October 2008 · 1 yr 5 mos
Raymond James Financial Services
March 2005 - May 2007 · 2 yrs 2 mos
Raymond James Financial Services, INC.Broker
January 1999 - May 2007 · 8 yrs 4 mos
Robert Thomas Securities, INCBroker
August 1989 - January 1999 · 9 yrs 5 mos
B C Financial CorporationBroker
January 1989 - August 1989 · 7 mos
Power Securities CorporationBroker
November 1988 - January 1989 · 2 mos
Blinder, Robinson & CO., INC.Broker
October 1986 - November 1988 · 2 yrs 1 mo
Dreher & Associates, INC.Broker
October 1985 - November 1986 · 1 yr 1 mo
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.