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Bruce Galbraith

39 Years of Experience
seal beach, CA
4 DisclosuresBroker

Bruce Galbraith is a registered investment advisor at Siebert Advisornxt, LLC., based in seal beach, CA, with 39 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 786 clients with $290M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
43 advisors
Number of Clients
786 clients
Average Client Portfolio
$366K average
Assets Under Management
$287.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2.0M - $5.0M1.00%
$5M+0.75%

The fee schedule is the starting point for negotiation. Siebert negotiates fees with clients and may charge a lesser or greater management fee than listed.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3020 old ranch park, seal beach, CA, 90740

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2025
Settled
Customer Dispute
January 2024
Settled
Customer Dispute
January 2021
Settled
Customer Dispute
July 1998
Settled
Other Business Activities

Bruce is a dual employee and investment advisor representative for Siebert AdvisorNxt, an investment advisory firm. He spends a full-time workload split evenly between Siebert AdvisorNxt and Muriel Siebert & Co., LLC.

Employment History
Current Registrations
Siebert Advisornxt, LLC.
April 2018 - Present · 8 yrs 1 mo
Muriel Siebert & CO., LLC
January 2018 - Present · 8 yrs 4 mos
Muriel Siebert & CO., LLCBroker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Stockcross Financial Services
December 2008 - December 2017 · 9 yrs
Stockcross Financial Services, INC.Broker
January 2007 - December 2017 · 10 yrs 11 mos
TD Ameritrade, INC.
September 2003 - December 2006 · 3 yrs 3 mos
TD Ameritrade, INC.Broker
November 1997 - December 2006 · 9 yrs 1 mo
Kennedy, Cabot & CO.Broker
May 1991 - November 1997 · 6 yrs 6 mos
Griffin Financial ServicesBroker
October 1985 - June 1990 · 4 yrs 8 mos
State Registrations21 states
AZCACOFLGAHIIAIDINKSMAMTNCNENVNYSCTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.