RD
ChFC
RD
ChFC

Richard Doeringer

40 Years of Experience
Factoryville, PA
BrokerSells Insurance

Richard Doeringer is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Factoryville, PA, with 40 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

233 Dgk Ln, Factoryville, PA, 18419

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Richard is an independent insurance agent selling disability, fixed annuities, life/accident/health, and long-term care products, dedicating nearly full-time hours to this since 1986. He is also a co-owner/financial professional at RDDM Investments LLC, a financial services DBA, spending nearly full-time hours on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Tower Square Securities, INC.
August 2007 - September 2013 · 6 yrs 1 mo
Tower Square Securities, INC.Broker
February 1996 - September 2013 · 17 yrs 7 mos
Advantage Capital CorporationBroker
August 1994 - February 1996 · 1 yr 6 mos
Travelers Equities Sales, INC.Broker
September 1987 - August 1994 · 6 yrs 11 mos
E.I. Sales, INC.Broker
October 1985 - September 1987 · 1 yr 11 mos
State Registrations18 states
CACOCTDEFLINLAMDMINCNJNYOHORPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.