William Westling is a registered investment advisor at LPL Financial LLC, based in Playa Del Rey, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Playa Del Rey, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William operates under the DBA "William Westling Financial Services DBA Multi-Benefits Analysis" for his LPL business, dedicating full-time hours to it. He also owns rental real estate property, but spends no time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Investment Advisers LLC
NFP Securities, INC.Broker
Cetera Advisor Networks LLC
Fortis Investors, INC.Broker
Fortis Investors, INC.Broker
Cetera Advisor Networks LLCBroker
Investment Management & Research, INCBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Integrated Resources Equity CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.