Charles Dixon is a registered investment advisor at LPL Financial LLC, based in Matthews, NC, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1013 Chestnut Lane Ste 130, Matthews, NC, 28104
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Regulatory History (1)
Customer Dispute
May 2012Other Business Activities
Charles is involved in several investment-related activities, including KDX Partners LLC (an investment company), Rutledge Financial Partners, LLC (a DBA for LPL business), and Independent Advisor Alliance (a registered investment advisor). These activities consume a significant amount of Charles's time.
Employment History
Current Registrations
LPL Financial LLC
Independent Advisor Alliance, LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Advisor Services, INC.Broker
Ameriprise Advisor Services, INC.
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Union Brokerage Services, INC.Broker
Quick & Reilly, INC.Broker
Chatfield Dean & CO., INC.Broker
Shaw Data Securities, INC.Broker
First Investors CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.