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Dennis Roginski

38 Years of Experience
Tekoa, WA
Broker

Dennis Roginski is a registered investment advisor at LPL Financial LLC, based in Tekoa, WA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

135 N Crosby St., Ste C, Tekoa, WA, 99033

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dennis operates Roginski & Strine Financial Group as a DBA for his LPL business since 2019. He is also a co-owner of Hitters and a business owner of Roginski Group LLC, dedicating a few hours per week to each.

Employment History
Current Registrations
LPL Financial LLC
December 2019 - Present · 6 yrs 5 mos
LPL Financial LLCBroker
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
Vorpahl Wing Securities, INC.
November 2013 - December 2019 · 6 yrs 1 mo
Vorpahl Wing SecuritiesBroker
October 2005 - December 2019 · 14 yrs 2 mos
Icm Asset Management INC
April 2001 - April 2005 · 4 yrs
Vorpahl Wing SecuritiesBroker
June 2000 - January 2001 · 7 mos
Metropolitan Investment Securities, INC.Broker
June 1999 - June 2000 · 1 yr
Wm Financial Services, INC.Broker
September 1985 - December 1997 · 12 yrs 3 mos
State Registrations8 states
AZCAIDMIOHORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.