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Anthony Braun

37 Years of Experience
Waukesha, WI
Broker

Anthony Braun is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Waukesha, WI, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

One Riverwood Place N17 W24222 Riverwood Dr., Ste 240, Waukesha, WI, 53188

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
April 1993 - Present · 33 yrs 1 mo
Robert W. Baird & CO. IncorporatedBroker
March 1993 - Present · 33 yrs 2 mos
Previous Registrations
Kemper Clearing CORP.Broker
December 1991 - March 1993 · 1 yr 3 mos
Kemper Securities Group, INC.Broker
September 1990 - January 1991 · 4 mos
Blunt Ellis & Loewi IncorporatedBroker
May 1987 - September 1990 · 3 yrs 4 mos
State Registrations32 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.